Hong Kong / Licensing & compliance advisory

From licensingto lasting compliance.

Licensing, registration, AML reviews, inspection preparation and training for Hong Kong money lenders, insurance and MPF intermediaries, and trust or company service providers.

When an inspection notice arrives

Suppose the Registry asks for a sample of customer files. Choose your organisation to see how we match a request to the records that support it.

Explore inspection support

Example document index

Money lender

What is requested
Customer due diligence records for selected loan files
Records to locate
Borrower identification records, risk ratings and the relevant credit approval record.
Questions to check
Does each document relate to the same loan? Who checked the record before approval, and how were later changes recorded?

Example document index

TCSP licensee

What is requested
Beneficial ownership records for selected corporate clients
Records to locate
An ownership chart, beneficial owner verification records and the risk assessment for the service provided.
Questions to check
Can the file be traced to the ultimate natural person? Does it show how ownership was verified and when it was last reviewed?

Licensing and compliance
advisers in Hong Kong

Founded in Hong Kong on 1 December 2017

Reddest Strategy advises Hong Kong money lenders, insurance and MPF intermediaries, and trust or company service providers. We help clients prepare business plans for licence applications. Once a business is licensed, we review its anti-money laundering controls, prepare it for regulatory inspections and train its responsible officers and staff.

CPA Australia
Professional accounting qualification
CAMS
Certified Anti-Money Laundering Specialist
Banking practice
Years of banking experience

Contact us