How we can help
Check the firm’s eligibility
Review the firm’s industry licence, business lines and regulatory and disciplinary record. Identify the evidence needed to address the MPFA’s good-standing requirements.
Plan supervision
A principal intermediary must designate at least one responsible officer to supervise its regulated activities. We map the proposed officer’s attachment, authority, resources and reporting line.
Prepare the applications
Organise the principal intermediary registration and responsible officer approval applications, along with any subsidiary intermediary registration or attachment applications needed. Identify what each applicant must confirm.
What you receive
An eligibility checklist, a sequence for the firm and individual applications, and a list of supporting records for each applicable form.