How we can help
Insurance broker companies
Identify the records needed for client accounts, professional indemnity insurance and financial requirements for the proposed business.
Insurance agencies
Review the intended insurer appointment, organisation structure and internal controls against the proposed lines of business.
Responsible officers and operations
Organise information on the responsible officer, division of responsibilities and risk management procedures. Prepare the entity application and follow-up responses.
What you receive
A licence-specific launch checklist, draft governance documents and a record of decisions still to be confirmed.